Mark Doroff, financial advisor Northbrook IL
93 score

Mark Doroff

CRD Number: 1147626
Current Firm: Spc

Mark Doroff (CRD# 1147626) is an Investment Advisor Representative working at Spc in Northbrook, IL and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Spc Ann Arbor, MI Aug 2017 - Current < 1
Sigma Financial Corporation Ann Arbor, MI Aug 2017 - Current < 1
David Stuart Financial Northbrook, IL Apr 1986 - Current 32
Summit Brokerage Services, Inc. Northbrook, IL Sep 2016 - Aug 2017 < 1
Summit Financial Group Inc. Boca Raton, FL Sep 2016 - Aug 2017 < 1
Vsr Advisory Services Overland Park, KS Aug 2007 - Sep 2016 9
Vsr Financial Services, Inc. Overland Park, KS Apr 1986 - Sep 2016 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1983
S65 NASAA Investment Advisors Law Examination Jan 1998
Contact Info for Mark S. Doroff
Phone Number: 734-663-1611
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    2,586
    MILLIONS
  • Total Number of Accounts
    20,899
    ACCOUNTS
  • Average Account Value
    $123,754
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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