Mark Falter (CRD# 1387482) is an Investment Advisor Representative working at Mid-american Wealth Advisory Group in Kansas City, MO and has over 38 years of experience in the finance industry.
CRD# 1380183
Creative Planning
CRD# 5216324
Mariner Wealth
CRD# 5595335
Prime Capital Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sound Income Strategies, LLC | Kansas City, MO | Mar 2015 - Current | 9 |
| Mid-american Wealth Advisory Group Inc. | Kansas City, MO | Jun 2019 - Jan 2021 | 1 |
| Mid-american Wealth Advisory Group Inc. | Kansas City, MO | Jul 2018 - Jan 2021 | 2 |
| Mid-american Tax Advisory Group | Weston, MO | Jan 1991 - Jul 2018 | 27 |
| Investors Capital Corp. | Lynnfield, MA | Jan 1997 - Oct 2015 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1985 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2021 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- KS
- MO
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Total Assets Under Management259MILLIONS
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Total Number of Accounts1,972ACCOUNTS
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Average Account Value$131,588
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, KS, MO, NE, TX
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