CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| United Planners Financial Services | Scottsdale, AZ | Jan 2024 - Current | < 1 |
| Marlys Ann Nash | Bountiful, UT | Oct 2023 - Current | < 1 |
| Bali Computing Ltd Dba Federal Student Loan Repayment Advisors | Lakewood, CO | Sep 2023 - Current | < 1 |
| Summit Global Investments, LLC | Bountiful, UT | Aug 2023 - Current | < 1 |
| Netlaw | Louisville, KY | Jan 2019 - Current | 5 |
| Netlaw Inc. | Louisville, KY | Jan 2019 - Current | 5 |
| Marlys Nash | Lakewood, CO | May 2013 - Current | 10 |
| Verity Investments, Inc. | Durham, NC | Sep 2023 - Dec 2023 | < 1 |
| World Financial Group, Inc. | Greenwood Village, CO | Sep 2011 - Sep 2023 | 12 |
| Collegeloanfreedom.com | Henderson, NV | Mar 2019 - Aug 2023 | 4 |
| Transamerica Financial Advisors, Inc. | Greenwood Village, CO | Jan 2012 - Aug 2023 | 11 |
| Benefit Health Advisor | Englewood, CO | Dec 2020 - Dec 2022 | 2 |
| American Dream Mortgage | Littleton, CO | Oct 2017 - Dec 2022 | 5 |
| Cornerstone Mortgage | Arvada, CO | Mar 2010 - Sep 2017 | 7 |
| Big Sky Real Estate LLC | Piedmont, SD | Jan 2003 - Nov 2015 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2012 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2012 |
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Total Assets Under Management2,029MILLIONS
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Total Number of Accounts6,110ACCOUNTS
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Average Account Value$332,062
- A percentage of assets under your management
- Hourly charges
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
AL, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, LA, MA, ME, MI, MN, MO, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
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