Matthew Baum (CRD# 6942874) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Cheshire, CT and has over 5 years of experience in the finance industry. Matthew Baum has taken additional exams to become a Certified Financial Planner (CFP®).
CRD# 2726777
Springboard Asset Management LLC
CRD# 2626796
Osaic Fa, Inc.
CRD# 4297910
Milestone Asset Management Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Ameriprise Financial Services, LLC | Cheshire, CT | Aug 2022 - Current | 2 |
Ameriprise Financial Services | Cheshire, CT | Aug 2022 - Aug 2022 | < 1 |
Edward Jones | St Louis, MO | Jul 2019 - Aug 2022 | 3 |
Ameriprise Financial Services, LLC | Cheshire, CT | Mar 2020 - Mar 2020 | < 1 |
Sage Dining Services | Wallingford, CT | Oct 2017 - Jul 2019 | 1 |
Wallingford Public Schools | Wallingford, CT | Nov 2018 - Jun 2019 | < 1 |
Edward Jones | Saint Louis, MO | Jun 2018 - Aug 2018 | < 1 |
Mutual Security Credit Union | Shelton, CT | May 2016 - May 2018 | 2 |
Jroos Restaurant | North Haven, CT | May 2017 - Aug 2017 | < 1 |
Masonicare | Wallingford, CT | Dec 2013 - Jun 2017 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management479,794MILLIONS
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Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
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