Michael Daly, financial advisor Norwalk CT
93 score

Michael Daly

CRD Number: 3141490
Current Firm: Mmc Securities LLC

Michael Daly (CRD# 3141490) is an Investment Advisor Representative working at Mmc Securities LLC in Norwalk, CT and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Mercer Chicago, IL Sep 2013 - Current 4
Adp Broker-dealer, Inc. Downers Grove, IL Nov 2012 - Sep 2013 < 1
Adp Inc. Downers Grove, IL Nov 2012 - Sep 2013 < 1
Unemployed Deerfield, IL Jun 2012 - Nov 2012 < 1
Ameritas Investment Corp Lincoln, NE Jan 2007 - May 2012 5
Union Central Life Insurance Cincinnati, OH Jan 2007 - May 2012 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2013
S63 Uniform Securities State Law Examination Feb 1999
Contact Info for Michael S. Daly
Phone Number: 212-345-5000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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