Michael DicksteinCRD Number: 5458365
Current Firm: Oppenheimer & Company Inc.
Michael Dickstein (CRD# 5458365) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Pottsville, PA and has over 10 years of experience in the finance industry.
Trustmont Advisory Group, Inc.
Mml Investors Services, LLC
Connors Investor Services Inc.
|Oppenheimer & Co Inc.||Pottsville, PA||Sep 2014 - Current||3|
|Unemployed||Vestal, NY||Jan 2014 - Sep 2014||< 1|
|Merrill Lynch||Binghamton, NY||Jun 2011 - Jan 2014||2|
|Morgan Stanley Smith Barney||Binghamton, NY||Jun 2009 - Jun 2011||2|
|Morgan Stanley & Company, Incorporated||Binghamton, PA||Nov 2007 - Jun 2011||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Criminal Record
Total Assets Under Management9,642MILLIONS
Total Number of Accounts20,229ACCOUNTS
Average Account Value$476,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV