Michael DukeCRD Number: 1100355
Current Firm: Isc Advisors, Inc.
Michael Duke (CRD# 1100355) is an Investment Advisor Representative working at Isc Advisors, Inc. in Rockwall, TX and has over 34 years of experience in the finance industry.
Khp Capital LLC
Wells Fargo Advisors Financial Network, LLC
Vanderpal Capital Management LLC
|Cambridge Investment Research, Inc.||Fairfield, IA||Feb 2017 - Current||1|
|Nationwide Ins Company||Dallas, TX||Mar 1993 - Current||25|
|America's 401(k), Inc.||Dallas, TX||Oct 1987 - Current||30|
|Kestra Financial Services, Inc.||Austin, TX||Apr 2016 - Feb 2017||< 1|
|Nfp Securities Inc.||Dallas, TX||Sep 2010 - Apr 2016||5|
|Institutional Securities Corp||Dallas, TX||Oct 2008 - Sep 2010||1|
|The 403(b) Company||Dallas, TX||Jan 2008 - Jan 2009||1|
|Crown Capital Securities, LP||Dallas, TX||Nov 2001 - Oct 2008||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1983|
|S65||NASAA Investment Advisors Law Examination||Apr 2000|
Total Assets Under Management740MILLIONS
Total Number of Accounts1,507ACCOUNTS
Average Account Value$490,908
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AR, CA, CO, FL, IL, KS, LA, MD, MI, MO, NE, NM, OK, TN, TX
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