Michael Erpenbach, financial advisor Lake Elmo MN

Michael Erpenbach

CRD Number: 3123908
Current Firm: Lpl Financial LLC

Michael Erpenbach (CRD# 3123908) is an Investment Advisor Representative working at Lpl Financial LLC in Lake Elmo, MN and has over 25 years of experience in the finance industry. Michael Erpenbach has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Lake Elmo, MN Jul 2021 - Current 2
Willy Zimmerman Lake Elmo, MN Nov 2016 - Jul 2021 4
Sju Alumni Assoc Collegeville, MN Jul 2016 - Jul 2021 5
Education Resource Partners, Inc. Oakdale, MN Apr 2005 - Jul 2021 16
Various Insurance Carriers For W&r Insurance Agencies Oakdale, MN Dec 1998 - Jul 2021 22
Waddell & Reed, Inc. Lake Elmo, MN Sep 1998 - Jul 2021 22
St. John's University Alumni Board Collegeville, MN Jul 2011 - Mar 2021 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Michael L. Erpenbach
Phone Number: 704-733-3300
Registered State(s):
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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