Michael Estes, financial advisor Rcihmond KY

Michael Estes

Investment Services at Kentucky Bank

CRD Number: 4588902
Current Firm: Raymond James Financial Services Advisors, Inc.
Compensation Model: Both
Michael Estes (CRD# 4588902) is an Investment Advisor Representative working at Investment Professionals, Inc. in Richmond, KY and has over 13 years of experience in the finance industry.
CONTACT
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Company Name Location Dates Years
Raymond James Financial Services, Inc. Richmond, KY Jan 2022 - Current 2
Raymond James Financial Services Advisors, Inc. Richmond, KY Jan 2022 - Current 2
Stock Yards Bank And Trust Richmond, KY Jan 2022 - Current 2
Stock Yards Investment Services Louisville, KY Jan 2022 - Current 2
Stock Yards Financial Services Louisville, KY Jan 2022 - Current 2
Ameriprise Financial Services, Inc. Richmond, KY Aug 2018 - Jan 2022 3
Kentucky Bank Richmond, KY Aug 2015 - Jan 2022 6
Investment Professionals, Inc. San Antonio, TX Aug 2015 - Aug 2018 3
Madison Bank Richmond, KY Feb 2014 - Aug 2015 1
Lpl Financial LLC Richmond, KY Feb 2014 - Aug 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2003
S66 NASAA Uniform Combined State Law Examination May 2005
Contact Info for Michael P. Estes
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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