Michael Forgea, financial advisor Santa Barbara CA
93 score

Michael Forgea

CRD Number: 1123350
Current Firm: Unionbanc Investment Services, LLC

Michael Forgea (CRD# 1123350) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Santa Barbara, CA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Unionbanc Investment Services Santa Barbara, CA Mar 2013 - Current 5
Jefferies & Company, Inc. Los Angeles, CA Jan 2012 - Mar 2013 1
Ubs Financial Services Santa Barbara, CA Jul 2005 - Jan 2012 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1983
S65 NASAA Investment Advisors Law Examination Oct 1994
Contact Info for Michael C. Forgea
Phone Number: 800-634-1100
Registered State(s):
  • CA
  • OR
  • WA
By the Numbers
  • Total Assets Under Management
    1,188
    MILLIONS
  • Total Number of Accounts
    3,842
    ACCOUNTS
  • Average Account Value
    $309,327
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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