Michael McGriff, financial advisor Covington KY
81 score

Michael McGriff

CRD Number: 4462404
Current Firm: U.s. Bancorp Investments, Inc.

Michael McGriff (CRD# 4462404) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Covington, KY and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Covington, KY Aug 2016 - Current 1
Bb&t Investment Services, Inc. Crestview Hills, KY Jun 2015 - Aug 2016 1
The Bank Of Kentucky Inc. Crestview Hills, KY Jan 2014 - Jun 2015 1
Cetera Investment Services LLC St.cloud, MN Jan 2014 - Jun 2015 1
Cetera Investment Advisers LLC Crestview Hills, KY Jan 2014 - Jun 2015 1
W&s Brokerage Services Cincinnati, OH Jul 2013 - Dec 2013 < 1
Western Southern Life Cincinnati, OH May 2013 - Dec 2013 < 1
Park Avenue Securities Cincinnati, OH Mar 2011 - Apr 2013 2
Guardian Life Insurance Company Cincinnati, OH Jan 2011 - Apr 2013 2
Premiere Financial Group Cincinnati, OH Oct 2009 - Feb 2011 1
Equity Services Inc. Montpelier, VT Aug 2009 - Feb 2011 1
National Life Group Montpelier, VT Aug 2009 - Jan 2011 1
Ohio National Life Insurance Company Cincinnati, OH Nov 2004 - Aug 2009 4
The O.n. Equity Sales Company Cincinnati, OH Nov 2004 - Aug 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S65 NASAA Investment Advisors Law Examination Mar 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Michael McGriff
Phone Number: 800-888-4700
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    6,171
    MILLIONS
  • Total Number of Accounts
    27,543
    ACCOUNTS
  • Average Account Value
    $224,036
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
81

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