Michael Pate, financial advisor Westbrook ME

Michael Pate

CRD Number: 6269987
Current Firm: J. Murphy Asset And Tax Management

Michael Pate (CRD# 6269987) is an Investment Advisor Representative working at J. Murphy Asset And Tax Management in Westbrook, ME and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Michael Pate, Sole Proprietor Scarborough, ME Dec 2021 - Current 2
Southern Maine Tax Professionals Westbrook, ME Jan 2020 - Current 4
J. Murphy Asset Management, Llc Dba J. Murphy Asset And Tax Mgmt Westbrook, ME Aug 2017 - Current 6
J. Murphy Pa Westbrook, ME Aug 2017 - Jan 2024 6
Michael Pate, Sole Proprietor Westbrook, ME Aug 2016 - Oct 2018 2
Money Concepts Advisory Service Palm Beach, FL May 2014 - Aug 2017 3
Money Concepts Capital Corp Palm Beach Gardens, FL Mar 2014 - Aug 2017 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Michael S. Pate
Phone Number: 207-879-1040
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    24
    MILLIONS
  • Total Number of Accounts
    143
    ACCOUNTS
  • Average Account Value
    $165,038
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

ME

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