Michael Pate, financial advisor Westbrook ME
70 score

Michael Pate

CRD Number: 6269987
Current Firm: J. Murphy Asset And Tax Management

Michael Pate (CRD# 6269987) is an Investment Advisor Representative working at J. Murphy Asset And Tax Management in Westbrook, ME and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
J. Murphy Asset Management, Llc Dba J. Murphy Asset And Tax Mgmt Westbrook, ME Aug 2017 - Current < 1
J. Murphy Pa Westbrook, ME Aug 2017 - Current < 1
Michael Pate, Sole Proprietor Westbrook, ME Aug 2016 - Current 1
Money Concepts Advisory Service Palm Beach, FL May 2014 - Aug 2017 3
Money Concepts Capital Corp Palm Beach Gardens, FL Mar 2014 - Aug 2017 3
Edward Jones St. Louis, MO Feb 2014 - Mar 2014 < 1
Edward Jones St Louis, MO Dec 2013 - Mar 2014 < 1
Tim Hortons/pate Ventures Inc. Scarborough, ME Oct 2000 - Nov 2013 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Michael S. Pate
Phone Number: 207-879-1040
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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