Michael Riolo (CRD# 3011228) is an Investment Advisor Representative working at Mountain Vista Wealth Management in Santa Barbara, CA and has over 23 years of experience in the finance industry.
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4570280
Mission Wealth Management, LP
CRD# 4734751
Planmember Securities Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mountain Vista Wealth Management, LLC | Ridgefield, CT | Sep 2018 - Current | 5 |
| The Riolo Law Firm, Pllc | Mount Kisco, NY | Jun 2014 - Current | 9 |
| Sovereign Financial Group, Inc. | Ridgefield, CT | Jan 2017 - Sep 2018 | 1 |
| Raymond James Financial Service,inc | Ridgefield, CT | Jun 2015 - Sep 2018 | 3 |
| Raymond James Financial Services Advisors Inc. | Ridgefield, CT | Jun 2015 - Sep 2018 | 3 |
| Cadaret, Grant & Company, Inc. | Scarsdale, NY | Jun 2014 - Mar 2015 | < 1 |
| Littman Krooks LLP | White Plains, NY | Jun 2012 - Jun 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2006 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2011 |
- CA
- CT
- NY
-
Total Assets Under Management30MILLIONS
-
Total Number of Accounts117ACCOUNTS
-
Average Account Value$253,216
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
CA, CT, NY
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