Michael Rothman, financial advisor King Of Prussia PA

Michael Rothman

CRD Number: 3005292
Current Firm: Truist Advisory Services, Inc.

Michael Rothman (CRD# 3005292) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in King Of Prussia, PA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Truist Advisory Services, Inc. King Of Prussia, PA Jul 2021 - Current 2
Truist Investment Services, Inc. King Of Prussia, PA Jul 2021 - Current 2
Citizens Securities, Inc. King Of Prussia, PA Jan 2021 - Jul 2021 < 1
Citizens Bank King Of Prussia, PA Jan 2021 - Jul 2021 < 1
Citizens Securities Inc. Abington, PA Dec 2017 - Jan 2021 3
Citizens Bank Abington, PA Dec 2017 - Jan 2021 3
Citizens Bank Trappe, PA Jan 2010 - Dec 2017 7
Cco Investment Services Corp Trappe, PA Jan 2010 - Dec 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2003
S65 NASAA Investment Advisors Law Examination Sep 2014
Contact Info for Michael Rothman
Phone Number: 404-813-7713
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    53,170
    MILLIONS
  • Total Number of Accounts
    125,600
    ACCOUNTS
  • Average Account Value
    $423,328
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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