Mindy Do, financial advisor Garden Grove CA

Mindy Do

CRD Number: 7121558
Current Firm: Cetera Investment Advisers LLC

Mindy Do (CRD# 7121558) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Garden Grove, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Financial Specialists LLC Schaumburg, IL Oct 2019 - Current 4
Cetera Investment Advisers LLC Schaumburg, IL Oct 2019 - Current 4
Avatar Machine LLC Fountain Valley, CA Apr 2019 - Current 5
Tax And Finance Solutions, LLC Santa Ana, CA Jan 2017 - Current 7
Cetera Financial Specialists LLC Schaumburg, IL Jun 2019 - Oct 2019 < 1
Tl Machine, Inc. Garden Grove, CA May 2013 - Sep 2017 4
Lotus Management Holding, LLC Rosemead, CA Feb 2007 - Dec 2014 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2019
Contact Info for Mindy N. Do
Phone Number: 310-257-7880
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    104,469
    MILLIONS
  • Total Number of Accounts
    423,554
    ACCOUNTS
  • Average Account Value
    $246,648
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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