Mitchell Nelson, financial advisor Morganville NJ
93 score

Mitchell Nelson

CRD Number: 4541840
Current Firm: Sa Stone Investment Advisors Inc.

Mitchell Nelson (CRD# 4541840) is an Investment Advisor Representative working at Sa Stone Investment Advisors Inc. in Morganville, NJ and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Sterne Agee Investment Advisory Services Inc. Oakhurst, NJ Apr 2017 - Current 1
Sterne Agee Financial Services Inc. Oakhurst, NJ Apr 2017 - Current 1
Cetera Advisors LLC Denver, CO Jan 2013 - Apr 2017 4
Columbia University Exam Proctor Oakhurst, NJ Mar 2009 - Apr 2017 8
Multi-financial Securities Denver, CO Mar 2012 - Dec 2012 < 1
Penn Mutual Life Insurance Horsham, PA Mar 2012 - Mar 2012 < 1
Hornor Townsend & Kent Inc. Horsham, PA Mar 2012 - Mar 2012 < 1
Wrp Investments, Inc. Youngstown, OH Mar 2011 - Mar 2012 1
Securities America, Inc. La Vista, NE Feb 2009 - Mar 2011 2
Everbank Iselin, NJ Feb 2009 - Mar 2011 2
Bni Amesbury, MA Apr 2008 - Mar 2010 1
Summit Brokerage Services Red Bank, NJ Jun 2007 - Feb 2009 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2002
S65 NASAA Investment Advisors Law Examination Mar 2011
Contact Info for Mitchell Nelson
Phone Number: 205-414-3367
Registered State(s):
  • CA
  • FL
  • MD
  • NJ
  • SC
  • NC
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
    1,230
    MILLIONS
  • Total Number of Accounts
    6,253
    ACCOUNTS
  • Average Account Value
    $196,678
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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