Monica Szakos (CRD# 5914794) is an Investment Advisor Representative working at Axxcess Wealth Management, LLC in Carlsbad, CA and has over 9 years of experience in the finance industry. Monica Szakos has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5084834
The Wealth Consulting Group
CRD# 2946276
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Axxcess Wealth Management, LLC | San Diego, CA | Nov 2016 - Current | 7 |
| Monica Szakos | San Diego, CA | Jun 2006 - Current | 17 |
| Arete Wealth Advisors LLC | San Diego, CA | Apr 2020 - Oct 2023 | 3 |
| Arete Wealth Management LLC | San Diego, CA | Nov 2016 - Nov 2022 | 6 |
| Securities America Advisors Inc. | Omaha, NE | Aug 2014 - Nov 2016 | 2 |
| Securities America, Inc. | San Diego, CA | Feb 2013 - Nov 2016 | 3 |
| Asset Preservation Strategies, Inc. | San Diego, CA | Apr 2011 - Aug 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2014 |
- CA
- TX
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Total Assets Under Management6,471MILLIONS
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Total Number of Accounts24,090ACCOUNTS
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Average Account Value$268,608
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VA, WA, WI, WV
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