Morgan Stevens, financial advisor Coto De Caza CA
90 score

Morgan Stevens

CRD Number: 6221158
Current Firm: Morgan Stevens Asset Management, LLC

Morgan Stevens (CRD# 6221158) is an Investment Advisor Representative working at Morgan Stevens Asset Management, LLC in Coto De Caza, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ceo Irvine, CA Jan 2015 - Current 3
Northwestern Mutual Investment Services, LLC Irvine, CA Jun 2014 - Feb 2015 < 1
Northwestern Mutual Investment Services, LLC Irvine, CA Aug 2013 - Feb 2015 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Jul 2013 - Feb 2015 1
Self Employed - Financial Services Orange, CA Oct 2012 - Jun 2013 < 1
Macquarie Capital Tokyo, Sep 2011 - Sep 2012 1
Barclays Capital Tokyo, Jan 2009 - Sep 2011 2
Unemployed Tokyo, May 2008 - Dec 2008 < 1
Tora Trading Services Tokyo, Jun 2006 - May 2008 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2014
S63 Uniform Securities State Law Examination Sep 2013
Contact Info for Morgan D. Stevens
Phone Number: 714-878-0226
Registered State(s):
  • CA
Current Firm Details
Morgan Stevens Asset Management, LLC
Firm's CRD Number: 174928
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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