Nicholas Dale (CRD# 6122628) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Nashville, TN and has over 11 years of experience in the finance industry.
CRD# 2638266
Cypress Capital, LLC
CRD# 3240223
Ameriprise Financial Services, LLC
CRD# 2546494
Ameriprise Financial Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Charles Schwab & Company, Inc. | Chattanooga, TN | Dec 2019 - Current | 4 |
Charles Schwab Bank | Chattanooga, TN | Dec 2019 - Current | 4 |
Ameriprise Financial Services, Inc. | Chattanooga, TN | Jul 2016 - Dec 2019 | 3 |
Jpmorgan Securities LLC | Flushing, MI | Jul 2015 - Jul 2016 | 1 |
Jpmorgan Chase Bank | Flushing, MI | Jul 2015 - Jul 2016 | 1 |
Cetera Investment Services LLC | St. Cloud, MN | Sep 2014 - Jun 2015 | < 1 |
Cetera Investment Advisers LLC | Bay City, MI | Sep 2014 - Jun 2015 | < 1 |
Chemical Bank | Bay City, MI | Sep 2014 - Jun 2015 | < 1 |
Hantz Financial Services | Southfield, MI | Sep 2012 - Aug 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2013 |
S65 | NASAA Investment Advisors Law Examination | Mar 2013 |
- TN
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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