Nicholas Deluna, financial advisor Nashville TN

Nicholas Deluna

CRD Number: 6956028
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nicholas Deluna (CRD# 6956028) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Nashville, TN and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Nashville, TN Sep 2019 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville, TN Jun 2019 - Current 3
Collection Bureau Of America Hayward, CA Jun 2015 - Jun 2019 4
University Of Mississippi Oxford, MS Aug 2015 - May 2019 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco, CA May 2018 - Jul 2018 < 1
Fisher Investments San Mateo, CA Jun 2017 - Aug 2017 < 1
Merry Moppet Swim School Belmont, CA Jun 2016 - Aug 2016 < 1
Merry Moppet Swim School Belmont, CA Jun 2015 - Aug 2015 < 1
Junipero Serra High School San Mateo, CA Aug 2014 - Jun 2015 < 1
Serra Summer Camp San Mateo, CA Jun 2014 - Aug 2014 < 1
Borel Middle School/ Junipero Serra Highschool San Mateo, CA Jul 2009 - Jun 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2019
Contact Info for Nicholas A. Deluna
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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