Nicholas Kolata, financial advisor San Diego CA

Nicholas Kolata

CRD Number: 5965673
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nicholas Kolata (CRD# 5965673) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Diego, CA and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego, CA Jul 2019 - Current 4
Bank Of America, N.a. San Diego, CA Jul 2019 - Current 4
Securities America, Inc. Poway, CA Oct 2017 - Jul 2019 1
Pfg Advisors Poway, CA Feb 2017 - Jul 2019 2
California Coast Credit Union Poway, CA Jan 2017 - Jul 2019 2
Lpl Financial LLC Poway, CA Jan 2017 - Oct 2017 < 1
Unionbanc Investment Services Chula Vista, CA May 2014 - Jan 2017 2
Union Bank Chula Vista, CA Nov 2013 - Jan 2017 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Nicholas C. Kolata
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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