Nicholas Parisi, financial advisor Scottsdale AZ

Nicholas Parisi

CRD Number: 5968812
Current Firm: Total Investment Management, Inc.

Nicholas Parisi (CRD# 5968812) is an Investment Advisor Representative working at Total Investment Management, Inc. in Scottsdale, AZ and has over 12 years of experience in the finance industry. Nicholas Parisi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Total Investment Management, Inc. Scottsdale, AZ Mar 2019 - Current 5
Sabbatical Scottsdale, AZ Jul 2018 - Mar 2019 < 1
Learnvest Inc. Scottsdale, AZ May 2017 - Jun 2018 1
Financial Engines Advisors LLC Phoenix, AZ Jan 2016 - Apr 2017 1
The Vanguard Group, Inc. Scottsdale, AZ Aug 2011 - Dec 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S65 NASAA Investment Advisors Law Examination Aug 2014
Contact Info for Nicholas A. Parisi
Phone Number: 480-998-5735
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    1,196
    MILLIONS
  • Total Number of Accounts
    2,170
    ACCOUNTS
  • Average Account Value
    $551,272
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

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