Nickolas Ball, financial advisor Saint George UT

Nickolas Ball

CRD Number: 6097391
Current Firm: Gwn Securities Inc.

Nickolas Ball (CRD# 6097391) is an Investment Advisor Representative working at Gwn Securities Inc. in Saint George, UT and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Gwn Securities, Inc. Palm Beach Gardens, FL Jan 2017 - Current 7
Hornor Townsend & Kent Inc. Horsham, PA Jul 2012 - Jan 2017 4
Penn Mutual Life Ins Co Horsham, PA Jul 2012 - Jan 2017 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S65 NASAA Investment Advisors Law Examination Aug 2012
Contact Info for Nickolas J. Ball
Phone Number: 561-472-2700
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    2,839
    MILLIONS
  • Total Number of Accounts
    58,177
    ACCOUNTS
  • Average Account Value
    $48,798
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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