Nicole Poteat, financial advisor Southern Pines NC

Nicole Poteat

CRD Number: 6358319
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nicole Poteat (CRD# 6358319) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Southern Pines, NC and has over 4 years of experience in the finance industry.

Similar Advisors
Isaac Allen, financial advisor Southern Pines NC
Isaac R. Allen
CRD# 5829233
Stalwart Financial Planning
Similar Advisors
Stuart Augustine, financial advisor Southern Pines NC
Stuart A. Augustine
CRD# 4585083
Stifel, Nicolaus & Company, Incorporated
Similar Advisors
Scott Azzarelli, financial advisor Southern Pines NC
Scott J. Azzarelli
CRD# 4014528
Wells Fargo Clearing Services, LLC
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Sep 2017 - Current 4
N/a New York, NY Aug 2017 - Aug 2017 < 1
Goldman Sachs New York, NY Aug 2015 - Jul 2017 1
Unemployed New York, NY Jun 2015 - Jul 2015 < 1
Boston College Law School Boston, MA Sep 2014 - May 2015 < 1
Goldman Sachs New York, NY Jun 2014 - Aug 2014 < 1
Boston College Law School Boston, MA Sep 2013 - May 2014 < 1
Aids Action Committee Boston, MA Jun 2013 - Aug 2013 < 1
Boston College Law School Boston, MA Sep 2012 - May 2013 < 1
Unemployed Southern Pines, NC Jun 2011 - Aug 2012 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2018
Contact Info for Nicole K. Poteat
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • NJ
  • NY
  • NC
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.