Nicole SmykowskiCRD Number: 5454247
Current Firm: Hsbc Securities (usa) Inc.
Nicole Smykowski (CRD# 5454247) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Depew, NY and has 1 year of experience in the finance industry.
Level Financial Advisors, Inc.
Park Avenue Securities LLC
Linwood Investment Advisors Inc.
|Hsbc Securities (usa) Inc.||Premier Relationship Advisor, NY||Dec 2016 - Current||1|
|Hsbc Bank Naitonal Association||Depew, NY||Nov 2016 - Current||1|
|Key Investment Services LLC||Buffalo, NY||Sep 2016 - Oct 2016||< 1|
|Keybank||Amherst, NY||Sep 2016 - Oct 2016||< 1|
|First Niagara Bank||North Tonawanda, NY||Sep 2013 - Sep 2016||3|
|Lpl Financial LLC||North Tonawanda, NY||Sep 2013 - Sep 2016||3|
|M&t Securtiies, Inc.||Buffalo, NY||Jun 2010 - Sep 2013||3|
|Morgan Stanley Smith Barney||Buffalo, NY||Jun 2009 - Jun 2010||1|
|Citigroup Global Markets Inc.||Buffalo, NY||Nov 2007 - Jun 2010||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2017|
Total Assets Under Management2,974MILLIONS
Total Number of Accounts12,328ACCOUNTS
Average Account Value$241,245
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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