Nicole Smykowski, financial advisor Depew NY
87 score

Nicole Smykowski

CRD Number: 5454247
Current Firm: Hsbc Securities (usa) Inc.

Nicole Smykowski (CRD# 5454247) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Depew, NY and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Securities (usa) Inc. Premier Relationship Advisor, NY Dec 2016 - Current 1
Hsbc Bank Naitonal Association Depew, NY Nov 2016 - Current 1
Key Investment Services LLC Buffalo, NY Sep 2016 - Oct 2016 < 1
Keybank Amherst, NY Sep 2016 - Oct 2016 < 1
First Niagara Bank North Tonawanda, NY Sep 2013 - Sep 2016 3
Lpl Financial LLC North Tonawanda, NY Sep 2013 - Sep 2016 3
M&t Securtiies, Inc. Buffalo, NY Jun 2010 - Sep 2013 3
Morgan Stanley Smith Barney Buffalo, NY Jun 2009 - Jun 2010 1
Citigroup Global Markets Inc. Buffalo, NY Nov 2007 - Jun 2010 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2017
Contact Info for Nicole T. Smykowski
Phone Number: 212-525-2879
Registered State(s):
  • AL
  • AK
  • AZ
  • AR
  • CA
  • CO
  • DE
  • DC
  • FL
  • GA
  • ID
  • IL
  • IN
  • IA
  • KS
  • KY
  • LA
  • ME
  • MD
  • MA
  • MI
  • MN
  • MS
  • MO
  • MT
  • NE
  • NV
  • NH
  • NM
  • NC
  • ND
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TX
  • UT
  • VT
  • VA
  • WA
  • WV
  • WI
  • VI
  • OH
  • CT
  • NJ
By the Numbers
  • Total Assets Under Management
    2,974
    MILLIONS
  • Total Number of Accounts
    12,328
    ACCOUNTS
  • Average Account Value
    $241,245
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Nicole Smykowski and other advisors.
BADGES
87
Clean Record
This advisor has a clean track record with regulators.

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