Nicole Smykowski, financial advisor Amherst NY

Nicole Smykowski

CRD Number: 5454247
Current Firm: Hsbc Securities (usa) Inc.

Nicole Smykowski (CRD# 5454247) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Amherst, NY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Securities (usa) Inc. Buffalo, NY Nov 2022 - Current 1
Hsbc Bank Usa, N.a. Buffalo, NY Nov 2022 - Current 1
Trubee, Collins & Co, Inc. Buffalo, NY Aug 2021 - Nov 2022 1
Lpl Financial LLC Buffalo, NY Jun 2021 - Jul 2021 < 1
M&t Securities Buffalo, NY Jul 2018 - Jul 2021 3
Hsbc Bank Usa, N.a. Depew, NY May 2018 - Jun 2018 < 1
Hsbc Securities (usa) Inc. Depew, NY May 2018 - Jun 2018 < 1
Hsbc Securities (usa) Inc. Premier Relationship Advisor, NY Dec 2016 - May 2018 1
Hsbc Bank Naitonal Association Depew, NY Nov 2016 - May 2018 1
Key Investment Services LLC Buffalo, NY Sep 2016 - Oct 2016 < 1
Keybank Amherst, NY Sep 2016 - Oct 2016 < 1
First Niagara Bank North Tonawanda, NY Sep 2013 - Sep 2016 3
Lpl Financial LLC North Tonawanda, NY Sep 2013 - Sep 2016 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2017
Contact Info for Nicole T. Smykowski
Phone Number: 212-525-2879
Firm Website: https://www.us.hsbc.com/
Registered State(s):
  • AL
  • AK
  • DE
  • GA
  • IN
  • IA
  • KS
  • LA
  • ME
  • MD
  • MT
  • NM
  • NY
  • NC
  • ND
  • PR
  • TX
  • UT
  • VI
By the Numbers
  • Total Assets Under Management
    3,020
    MILLIONS
  • Total Number of Accounts
    12,387
    ACCOUNTS
  • Average Account Value
    $243,838
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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