Nicole Tang, financial advisor Century City CA
93 score

Nicole Tang

CRD Number: 6086846
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nicole Tang (CRD# 6086846) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Century City, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Nov 2016 - Current 1
Self Employed Santa Monica, CA May 2013 - Current 4
Insight Seminars Santa Monica, CA Mar 2015 - Nov 2016 1
Pfs Investments Inc. Burbank, CA Jul 2012 - Nov 2016 4
Primerica Financial Services Burbank, CA Feb 2012 - Nov 2016 4
University Of Santa Monica Santa Monica, CA Mar 2013 - Aug 2013 < 1
University Of Santa Monica Santa Monica, CA Oct 2009 - Aug 2012 2
Unemployed San Francisco, CA Apr 2011 - Jan 2012 < 1
Presidio Knolls School San Francisco, CA Nov 2009 - Mar 2011 1
Unemployed San Francisco, CA Jan 2009 - Oct 2009 < 1
Committee Of 100 San Francisco, CA Oct 2008 - Dec 2008 < 1
Blick Art Store San Francisco, CA Mar 2008 - Oct 2008 < 1
Self Employed San Francisco, CA May 2007 - Mar 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2012
S65 NASAA Investment Advisors Law Examination Jan 2013
Contact Info for Nicole Y. Tang
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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