Oscar Alvarez
CRD Number: 2396863Current Firm: Pathway Financial Planning, Inc.
Compensation Model: Both
Oscar N. Alvarez (CRD# 2396863) is an Registered Investment Advisor in the state of Virginia and owner of Pathway Financial Planning, Inc. in Newport News, VA. Oscar has over 23 years of experience in the finance industry. Oscar Alvarez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
Oscar N. Alvarez is an independent fiduciary and is committed to always putting the needs of his clients first.
CRD# 5685783
Martello Investments, LLC
CRD# 6445258
Fidelity Personal And Workplace Advisors
CRD# 6157085
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pathway Financial Planning, Inc. | Newport News, VA | Sep 2014 - Current | 9 |
| Oscar Alvarez Dba Pathway Financial Services | Newport News, VA | May 2011 - Current | 12 |
| Voya Financial Advisors, Inc. | Newport, VA | May 2011 - Oct 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1993 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1997 |
- TX
- VA
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Total Assets Under Management7MILLIONS
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Total Number of Accounts90ACCOUNTS
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Average Account Value$74,072
- A percentage of assets under your management
- Hourly charges
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
TX, VA
Investment advisory services offered through Pathway Financial Planning, Inc., a Registered Investment Advisor in the State of Virginia. Insurance products and services offered through Pathway Financial Services. Oscar N Alvarez and Pathway Financial Services are affiliated companies.
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