Oscar Moraga, financial advisor Aventura FL
81 score

Oscar Moraga

CRD Number: 5525698
Current Firm: Leumi Investment Services Inc.

Oscar Moraga (CRD# 5525698) is an Investment Advisor Representative working at Leumi Investment Services Inc. in Aventura, FL and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Leumi Investment Services Inc. Aventura, FL May 2017 - Current < 1
Morgan Stanley Miami, FL Mar 2014 - Apr 2017 3
Global Investor Services Miami, FL Sep 2012 - Mar 2014 1
Tradewire Securities, LLC Miami, FL Aug 2011 - Sep 2012 1
Efg Capital International Corp Miami, FL Jan 2010 - Aug 2011 1
Nason & Nason Miami, FL Oct 2009 - Jan 2010 < 1
Pfs Investments, Inc. Miami, FL Jan 2008 - Oct 2009 1
Primerica Financial Services Miami, FL Mar 2008 - Sep 2008 < 1
Oms Delivery Miami, FL Aug 1993 - Mar 2008 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Jun 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Oscar O. Moraga
Phone Number: 212-407-4353
Firm Website: http://www.leumiusa.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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