Paul Aluia, financial advisor New York NY
81 score

Paul Aluia

CRD Number: 5379170
Current Firm: E*trade Capital Management, LLC

Paul Aluia (CRD# 5379170) is an Investment Advisor Representative working at E*trade Capital Management, LLC in New York, NY and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Capital Management LLC Farmington Hills, MI May 2017 - Current < 1
E*trade Securities LLC Farmington Hills, MI May 2017 - Current < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Dec 2016 - May 2017 < 1
Northwestern Mutual Investment Services LLC Troy, MI Dec 2016 - May 2017 < 1
Unemployed Fraser, MI Sep 2016 - Dec 2016 < 1
Ljpr Financial Advisors Troy, MI Mar 2016 - Aug 2016 < 1
Pnc Investments And Bank Saint Clair Shores, MI Jul 2013 - Feb 2016 2
Jpmorgan Chase Bank Warren, MI Jan 2013 - Jun 2013 < 1
Jpmorgan Chase Bank Phoenix, AZ Feb 2012 - Dec 2012 < 1
Jpmorgan Chase Bank Scottsdale, MI May 2010 - Jan 2012 1
Jpmorgan Chase Bank Scottsdale, AZ Jan 2009 - Apr 2010 1
Jpmorgan Chase Bank West Bloomfield, MI Jan 2007 - Dec 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S65 NASAA Investment Advisors Law Examination Aug 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Paul V. Aluia
Phone Number: 646-521-4300
Firm Website: https://www.etrade.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    5,445
    MILLIONS
  • Total Number of Accounts
    29,958
    ACCOUNTS
  • Average Account Value
    $181,751
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
81

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