Paul Roberts, financial advisor Phoenix AZ

Paul Roberts

CRD Number: 5492396
Current Firm: Charles Schwab & Company, Inc.

Paul Roberts (CRD# 5492396) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Phoenix, AZ and has over 15 years of experience in the finance industry. Paul Roberts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab Bank Phoenix, AZ May 2020 - Current 3
Charles Schwab & Company, Inc. Phoenix, AZ May 2020 - Current 3
United States Army Reserve Ft Carson, CO Sep 2006 - Current 17
Self-employed Phoenix, AZ May 2005 - Current 18
Usaa Investment Management Company Phoenix, AZ Jan 2018 - May 2020 2
Arizona Sports Complex Glendale, AZ Apr 2017 - May 2020 3
Usaa Financial Advisors Inc. Phoenix, AZ May 2011 - May 2020 9
Usaa Financial Planning Services Phoenix, AZ May 2011 - May 2020 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2008
Contact Info for Paul D. Roberts
Phone Number: 415-667-7000
Registered State(s):
  • AZ
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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