Peter KalinCRD Number: 3097799
Current Firm: Cetera Investment Advisers LLC
Peter Kalin (CRD# 3097799) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Morris Plains, NJ and has over 19 years of experience in the finance industry.
Legacy Care Wealth, LLC
Brighton Financial Planning
Cfs Investment Advisory Services LLC
|Cetera Investment Advisers LLC||Morris Plains, NJ||Jan 2018 - Current||< 1|
|Cetera Investment Services LLC||St.cloud, MN||Jan 2018 - Current||< 1|
|Provident Bank||Morris Plains, NJ||Dec 2017 - Current||< 1|
|Unemployed||Woodbidge, NJ||Aug 2017 - Dec 2017||< 1|
|Hsbc Securities (usa) Inc.||New York, NY||Nov 2016 - Jul 2017||< 1|
|Hsbc Bank Usa, N.a.||New York, NY||Aug 2016 - Jul 2017||< 1|
|Hsbc Securities (usa) Inc.||New York, NY||Apr 2013 - Aug 2016||3|
|Hsbc Securities (usa) Inc.||Woodbridge, NJ||May 2009 - Apr 2013||3|
|Chase Investment Services Corp.||New York, NY||Sep 2008 - May 2009||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New York, NY||Mar 2006 - Sep 2008||2|
|Advest, Inc.||Hartford, CT||Jun 2002 - Sep 2008||6|
|Lebenthal & Company, Inc.||New York, NY||Nov 2000 - Sep 2008||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1998|
|S65||NASAA Investment Advisors Law Examination||Jun 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management7,816MILLIONS
Total Number of Accounts41,288ACCOUNTS
Average Account Value$189,310
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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