Peter Po, financial advisor Milpitas CA
58 score

Peter Po

CRD Number: 3106974
Current Firm: Ni Advisors

Peter Po (CRD# 3106974) is an Investment Advisor Representative working at Ni Advisors in Milpitas, CA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Ni Advisors, Inc. Oakland, CA Aug 2015 - Current 2
Peter Po Insurance Services Cupertino, CA Aug 1998 - Current 19
Voya Financial Advisors Cupertino, CA Sep 2014 - Aug 2015 < 1
Ing Financial Partners, Inc. Cupertino, CA Sep 2007 - Sep 2014 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S65 NASAA Investment Advisors Law Examination Oct 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Peter T. Po
Phone Number: 510-306-7777
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA

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BADGES
58

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