Rafael Capiro, financial advisor Albany OR
76 score

Rafael Capiro

CRD Number: 3085980
Current Firm: Partnervest Advisory Services LLC

Rafael Capiro (CRD# 3085980) is an Investment Advisor Representative working at Partnervest Advisory Services LLC in Albany, OR and has over 19 years of experience in the finance industry. Rafael Capiro has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Partnervest Advisory Services, LLC Santa Barbara, CA Dec 2010 - Current 7
Partnervest Insurance Services LLC Santa Barbara, CA Dec 2010 - Current 7
Sorrento Pacific Financial San Diego, CA Dec 2010 - Dec 2012 2
Ubs Financial Services Inc. Pasadena, CA Dec 2000 - Dec 2010 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S65 NASAA Investment Advisors Law Examination Sep 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Rafael M. Capiro
Phone Number: 805-966-1266
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    523
    MILLIONS
  • Total Number of Accounts
    2,176
    ACCOUNTS
  • Average Account Value
    $240,380
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, ID, IL, MA, MD, MI, MN, MO, MT, NC, NJ, NV, NY, OH, OR, PA, RI, TN, TX, UT, VA, WA

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BADGES
76

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