Ralph Janitell, financial advisor Lakewood CO
83 score

Ralph Janitell

CRD Number: 1292715
Current Firm: Valic Financial Advisors, Inc.

Ralph Janitell (CRD# 1292715) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Lakewood, CO and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Valic Financial Advisors, Inc. Lakewood, CO May 2017 - Current < 1
Waddell & Reed, Inc. Denver, CO Sep 2014 - Apr 2017 2
Various Insurance Carriers For W&r Insurance Agencies Centennial, CO Sep 2014 - Apr 2017 2
Water Rights Centennial, CO Jan 2001 - Apr 2017 16
Rmmrc Aurora, CO Jan 2015 - Nov 2016 1
1st Consumer Advisory Group Greenwood Village, CO Jan 2014 - Aug 2014 < 1
Regulus Adivisors, LLC Kentwood, MI Jan 2014 - Aug 2014 < 1
Waddell & Reed, Inc. Denver, CO Jan 2013 - Jan 2014 1
Various Insurance Carriers For W&r Insurance Agencies Centennial, CO Jan 2013 - Jan 2014 1
Lpl Broomfield, CO Jul 2012 - Jan 2013 < 1
Tiaa-cref Denver, CO Nov 2006 - Jul 2012 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1985
S65 NASAA Investment Advisors Law Examination Feb 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Ralph D. Janitell
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • AR
  • IL
  • CO
By the Numbers
  • Total Assets Under Management
    24,745
    MILLIONS
  • Total Number of Accounts
    872,893
    ACCOUNTS
  • Average Account Value
    $28,348
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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