Raymond Padilla, financial advisor Albuquerque NM

Raymond Padilla

CRD Number: 1229276
Current Firm: Lpl Financial LLC

Raymond Padilla (CRD# 1229276) is an Investment Advisor Representative working at Lpl Financial LLC in Albuquerque, NM and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Albuquerque, NM Jul 2021 - Current 2
Various Insurance Carriers Santa Fe, NM Nov 1997 - Current 26
Waddell & Reed, Inc. Albuquerque, NM May 1997 - Current 26
Raymond Padilla Santa Fe, NM Jan 1975 - Current 49
El Rancho De Las Golondrinas Living Museum Santa Fe, NM Jan 1999 - Dec 2014 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1986
S65 NASAA Investment Advisors Law Examination Feb 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Raymond O. Padilla
Phone Number: 704-733-3300
Registered State(s):
  • NV
  • NM
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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