Richard DarrowCRD Number: 5346806
Current Firm: Cetera Advisors LLC
Richard Darrow (CRD# 5346806) is an Investment Advisor Representative working at Cetera Advisors LLC in Simpsonville, SC and has over 10 years of experience in the finance industry.
Cetera Advisor Networks LLC
Erisa Plan Services Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Cambridge Investment Research Advisor, Inc.||Fairfield, IA||Feb 2018 - Current||< 1|
|Cambridge Investment Research, Inc.||Fairfield, IA||Feb 2018 - Current||< 1|
|Clear Sailing Investment Group||Simpsonville, SC||May 2007 - Current||10|
|Cetera Advisors LLC||Denver, CO||Oct 2016 - Feb 2018||1|
|Investors Capital Corporation||Lynnfield, MA||Aug 2012 - Oct 2016||4|
|Sagepoint Financial Inc.||Johnston, RI||May 2007 - Aug 2012||5|
|Prophesy Transp. Solutions, Inc.||Bloomfield, CT||Jun 1992 - Nov 2008||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2007|
|S65||NASAA Investment Advisors Law Examination||Oct 2007|
Total Assets Under Management10,963MILLIONS
Total Number of Accounts51,290ACCOUNTS
Average Account Value$213,755
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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