Richard Desimone, financial advisor Tampa FL
93 score

Richard Desimone

CRD Number: 5309199
Current Firm: Mml Investors Services, LLC

Richard Desimone (CRD# 5309199) is an Investment Advisor Representative working at Mml Investors Services, LLC in Tampa, FL and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services Tampa, FL Apr 2017 - Current 1
Massachusetts Mutual Life Insurance Company Tampa, FL Apr 2017 - Current 1
J.p. Morgan Securities LLC Lakeland, FL Sep 2015 - Apr 2017 1
Uber San Francisco, CA Jan 2016 - May 2016 < 1
Allstate Financial Services Wesley Chapel, FL May 2015 - Sep 2015 < 1
Allstate Insurance Co Wesley Chapel, FL May 2015 - Aug 2015 < 1
Nwm/rebecca Bast Tampa, FL Feb 2015 - Apr 2015 < 1
Nwm/david Scott Silver Tampa, FL Oct 2012 - Apr 2015 2
Northwestern Mutual Wealth Management Company Tampa, FL Jun 2012 - Oct 2012 < 1
Northwestern Mutual Life Insurance Company Tampa, FL May 2012 - Oct 2012 < 1
Chase Investment Services Corp St. Petersburg, FL Sep 2010 - Apr 2012 1
Jp Morgan Chase Bank Na St. Petersburg, FL Sep 2010 - Apr 2012 1
Nwm/james I Campbell Tallahassee, FL Aug 2009 - Sep 2010 1
Nwm/mabry J Romero Tallahassee, FL Aug 2008 - Aug 2009 1
Ameriprise Financial Services, Inc. Tampa, FL Aug 2007 - Jul 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Contact Info for Richard A. Desimone
Phone Number: (413)737-8400
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    25,618
    MILLIONS
  • Total Number of Accounts
    157,759
    ACCOUNTS
  • Average Account Value
    $162,387
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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