Richard GriffinCRD Number: 1069608
Current Firm: Primerica Advisors
Richard Griffin (CRD# 1069608) is an Investment Advisor Representative working at Primerica Advisors in Sugar Grove, PA and has over 35 years of experience in the finance industry.
M&t Securities, Inc.
Next Financial Group, Inc.
Northwest Advisors, Inc.
|Primerica Financial Services||Sugar Grove, PA||Feb 1991 - Current||27|
|Pfs Investments Inc.||Sugar Grove, PA||May 1987 - Current||30|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1982|
|S65||NASAA Investment Advisors Law Examination||Apr 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management446MILLIONS
Total Number of Accounts3,814ACCOUNTS
Average Account Value$116,938
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses