Richard KlineCRD Number: 2981312
Current Firm: Wells Fargo Clearing Services, LLC
Richard Kline (CRD# 2981312) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Saint Louis, MO and has over 20 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Wells Fargo Clearing Services LLC||Seattle, WA||Sep 2017 - Current||< 1|
|Morgan Stanley||Bellevue, WA||Jan 2017 - Sep 2017||< 1|
|Morgan Stanley Private Bank, N.a.||Bellevue, WA||Jan 2017 - Sep 2017||< 1|
|Morgan Stanley Private Bank, N.a.||Seattle, WA||May 2014 - Jan 2017||2|
|Morgan Stanley||Seattle, WA||May 2014 - Jan 2017||2|
|Morgan Stanley Private Bank, N.a.||Roseville, CA||Mar 2012 - May 2014||2|
|Morgan Stanley||Roseville, CA||Mar 2012 - May 2014||2|
|Morgan Stanley Private Bank, N.a.||Sacramento, CA||Feb 2011 - Mar 2012||1|
|Morgan Stanley||Sacramento, CA||Feb 2011 - Mar 2012||1|
|Bank Of America,na||Sacramento, CA||Aug 2009 - Feb 2011||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Sacramento, CA||Jul 2008 - Feb 2011||2|
|Banc Of America Investment Services, Inc.||Sacramento,, CA||Jul 2004 - Jul 2008||4|
|Bank Of America, N.a.||Sacramento, CA||Oct 2001 - Jul 2008||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S65||NASAA Investment Advisors Law Examination||Sep 1999|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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