Richard Nicolich, financial advisor Rocky Point NY
93 score

Richard Nicolich

CRD Number: 1193936
Current Firm: Lpl Financial LLC

Richard Nicolich (CRD# 1193936) is an Investment Advisor Representative working at Lpl Financial LLC in Rocky Point, NY and has over 34 years of experience in the finance industry.

Similar Advisors
Harold Hartmann, financial advisor Rocky Point NY
Harold H. Hartmann
CRD# 5580878
Sagepoint Financial, Inc.
Score
103
Similar Advisors
Thomas Beirne III, financial advisor Rocky Point NY
Thomas Beirne III
CRD# 2481521
Halsey Associates Inc.
Score
101
Similar Advisors
Jerry Bernstein, financial advisor Rocky Point NY
Jerry M. Bernstein
CRD# 1704803
Royal Alliance Associates, Inc.
Score
101
Company Name Location Dates Years
Lpl Financial Rocky Point, NY Apr 2012 - Current 6
Invest Financial Corporation Smithtown, NY Aug 2011 - Apr 2012 < 1
Bethpage Bethpage, NY Jun 2002 - Apr 2012 9
Uvest Investment Services Charlotte, NC Jun 2002 - Aug 2011 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
S66 NASAA Uniform Combined State Law Examination Mar 2002
Contact Info for Richard V. Nicolich
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.