Richard OldhamCRD Number: 5522682
Current Firm: Raa
Richard Oldham (CRD# 5522682) is an Investment Advisor Representative working at Raa in Kennesaw, GA and has over 9 years of experience in the finance industry. Richard Oldham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Npv Advisory Services, LLC
Terra Firma Financial LLC
Independent Financial Partners
|Retirement Advisors Of America||Addison, TX||Jul 2016 - Current||1|
|Advisor Financial Services, LLP||Woodstock, GA||Apr 2013 - Jul 2016||3|
|Unemployed||Kennesaw, GA||Jan 2013 - Mar 2013||< 1|
|E*trade Securities LLC||Alpharetta, GA||May 2011 - Dec 2012||1|
|Dompati||Atlanta, GA||Dec 2010 - Mar 2011||< 1|
|Unemployed||Kennesaw, GA||Jul 2010 - Nov 2010||< 1|
|New England Securities||Alpharetta, GA||Jul 2008 - Jun 2010||1|
|Northwestern Mutual||Atlanta, GA||Apr 2008 - May 2008||< 1|
|Edwin Watts Golf||Marietta, GA||Mar 1995 - Apr 2008||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2008|
Total Assets Under Management2,370MILLIONS
Total Number of Accounts5,792ACCOUNTS
Average Account Value$409,193
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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