Richard Scarpitti (CRD# 3170512) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Pleasanton, CA and has over 17 years of experience in the finance industry.
CRD# 3262592
Captrust
CRD# 4105009
Lowery Thomas, LLC
CRD# 1245314
Wealth & Tax Planners LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab Bank, Ssb | Pleasanton, CA | Jul 2022 - Current | 1 |
| Charles Schwab & Company, Inc. | Pleasanton, CA | Jan 2022 - Current | 2 |
| Td Ameritrade, Inc. | Pleasanton, CA | Feb 2018 - Dec 2022 | 4 |
| Td Ameritrade Investment Management, LLC | Pleasanton, CA | Feb 2018 - Dec 2022 | 4 |
| Scottrade, Inc. | Pleasanton, CA | Feb 2017 - Feb 2018 | 1 |
| Commonwealth Financial Network | San Diego, CA | Aug 2014 - Jan 2017 | 2 |
| Lpl Financial | Walnut Creek, CA | Jan 2008 - Aug 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2006 |
- CA
-
Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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