Richard TrottaCRD Number: 5302278
Current Firm: Santander Securities
Richard Trotta (CRD# 5302278) is an Investment Advisor Representative working at Santander Securities in Bethlehem, PA and has over 10 years of experience in the finance industry.
Academy Wealth Advisers, LLC
Sfg Investment Advisors, Inc.
Janney Montgomery Scott LLC
|Santander Securities||San Juan, PR||May 2016 - Current||1|
|Santander Bank Na||Pottsville, PA||May 2016 - Current||1|
|Sterne Agee Financial Services||Birmingham, AL||Jan 2015 - May 2016||1|
|Sterne Agee Investment Advisor Services, Inc.||Birmingham, AL||Jan 2015 - May 2016||1|
|Keystone Captial Corp||San Diegoo, CA||Apr 2013 - Dec 2014||1|
|Comprehensive Asset Management & Servicing, Inc.||Parsippany, NJ||Nov 2012 - Apr 2013||< 1|
|Liberty Wealth Management||Allentown, PA||Nov 2012 - Apr 2013||< 1|
|Wells Fargo Advisors LLC||Allentown, PA||Nov 2010 - Oct 2012||1|
|Brican Ameria, LLC||Allentown, PA||Nov 2009 - Oct 2010||< 1|
|Raymond James Financial Services Advisors, Inc.||Saint Petersburg, FL||Jan 2009 - Oct 2009||< 1|
|Raymond James Financial Services, Inc.||Lancaster, PA||Dec 2008 - Oct 2009||< 1|
|Wachovia Securities, LLC||Reading, PA||Mar 2007 - May 2009||2|
|Wachovia Bank, N.a.||Reading, PA||Mar 2007 - Dec 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2007|
|S66||NASAA Uniform Combined State Law Examination||Jul 2008|
Total Assets Under Management610MILLIONS
Total Number of Accounts4,969ACCOUNTS
Average Account Value$122,752
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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