Roain Saunders, financial advisor Woodbridge CT

Roain Saunders

CRD Number: 7041913
Current Firm: Mercer Global Advisors Inc.

Roain Saunders (CRD# 7041913) is an Investment Advisor Representative working at Mercer Global Advisors Inc. in Woodbridge, CT and has 1 year of experience in the finance industry. Roain Saunders has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mercer Global Advisors, Inc. Woodbridge, CT Dec 2021 - Current 1
Mercer Global Advisors, Inc. Fairfield, CT Apr 2021 - Dec 2021 < 1
Mercer Global Advisors Fairfield, CT Oct 2020 - Apr 2021 < 1
Mercer Global Advisors Inc. Fairfield, CT Jan 2020 - Oct 2020 < 1
Unemployed Dallas, TX Mar 2019 - Dec 2019 < 1
Mercer Global Advisors Inc. Dallas, TX Oct 2018 - Feb 2019 < 1
Mitchellclark & Company Brenham, TX Sep 2017 - Oct 2018 1
Joel Isaacson & Company, LLC New York, NY Jul 2016 - Aug 2017 1
Texas Tech University Lubbock, TX Aug 2014 - May 2016 1
Alfred State - Suny College Of Tech Alfred, NY Aug 2010 - May 2014 3

Roain Saunders has no recent exams reported.
Contact Info for Roain L. Saunders
Phone Number: 888-565-1681
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    34,012
    MILLIONS
  • Total Number of Accounts
    61,972
    ACCOUNTS
  • Average Account Value
    $548,821
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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