Robert Basham, financial advisor Carmichael CA
96 score

Robert Basham

CRD Number: 5973220
Current Firm: Uprise Financial Planning

Robert Basham (CRD# 5973220) is an Investment Advisor Representative working at Uprise Financial Planning in Carmichael, CA and has over 5 years of experience in the finance industry. Robert Basham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Uprise Financial Planning Carmichael, CA Oct 2017 - Current < 1
Web Design Carmichael, CA Sep 2016 - Sep 2017 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA May 2013 - Aug 2016 3
Lane Florence, LLC Cameron Park, CA May 2013 - Aug 2016 3
Cambridge Investment Research, Inc. Fairfield, IA Dec 2012 - Aug 2016 3
Lane Florence LLC Cameron Park, CA Aug 2011 - Aug 2016 5
Uc Davis Cfp Education Program Sacramento, CA May 2009 - Jul 2011 2
Sv Technology/sydneyplus San Francisco, CA May 2000 - Apr 2009 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Robert E. Basham
Phone Number: 415-669-0498
Registered State(s):
  • CA
Current Firm Details
Uprise Financial Planning
Firm's CRD Number: 291338
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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