Robert BattinCRD Number: 1613817
Current Firm: Nations Financial Group, Inc.
Robert Battin (CRD# 1613817) is an Investment Advisor Representative working at Nations Financial Group, Inc. in Cedar Rapids, IA and has over 36 years of experience in the finance industry.
Cedar Point Capital Partners, LLC
Lpl Financial LLC
Ameriprise Financial Services, LLC
|Nations Financial Group, Inc.||Silverdale, WA||Feb 2021 - Current||2|
|Cetera Advisor Networks LLC||Silverdale, WA||Sep 2019 - Feb 2021||1|
|Summit Financial Group Inc.||Silverdale, WA||Dec 2017 - Feb 2021||3|
|Summit Brokerage Services Inc.||Silverdale, WA||Dec 2017 - Sep 2019||1|
|Wells Fargo Advisors Financial Network, LLC||Silverdale, WA||Sep 2011 - Dec 2017||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1987|
|S65||NASAA Investment Advisors Law Examination||Jul 1992|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management3,011MILLIONS
Total Number of Accounts9,788ACCOUNTS
Average Account Value$307,668
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY
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