Robert Garcia, financial advisor Pasadena CA
93 score

Robert Garcia

CRD Number: 5317394
Current Firm: Wescom Financial Services, LLC

Robert Garcia (CRD# 5317394) is an Investment Advisor Representative working at Wescom Financial Services, LLC in Pasadena, CA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Wescom Financial Services, LLC Pasadena, CA Nov 2016 - Current 1
United States Navy San Diego, CA Sep 1997 - Current 20
J.p. Morgan Securities LLC Westminster, CA Mar 2013 - Nov 2015 2
Bank Of America, N.a. Santa Margarita, CA Nov 2011 - Mar 2013 1
Merrill Lynch Pierce Fener & Smith Inc. Rancho Santa Marguerita, CA Sep 2011 - Mar 2013 1
Wells Fargo Advisors LLC Laguna Niguel, CA Jan 2011 - Sep 2011 < 1
Wells Fargo Investments Laguna Niguel / Laguna Beach, CA May 2007 - Jan 2011 3
Wells Fargo Bank Dana Point, CA Apr 2004 - Jun 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2007
Contact Info for Robert M. Garcia
Phone Number: 888-493-7266 EXT. 5104
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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