Robert Moore (CRD# 1040197) is an Investment Advisor Representative working at Cowen Prime Advisors in Stamford, CT and has over 25 years of experience in the finance industry.
CRD# 832532
Altium Wealth Management LLC
Score
107
CRD# 4702122
American Portfolios Advisors, Inc.
Score
107
CRD# 4643543
Karagosian Financial Services, Inc.
Score
104
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cowen Prime Services, Llc (formerly Concept Capital Markets) | New York, NY | Sep 2015 - Current | 2 |
| Concept Capital Markets | Garden City, NY | Mar 2010 - Sep 2015 | 5 |
| Caprio Management LLC | New York, NY | Apr 2006 - Nov 2014 | 8 |
| Sanders Morris Harris Inc. | Houston, TX | Dec 2008 - Jun 2011 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1993 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2011 |
- CA
- IL
- CT
-
Total Assets Under Management299MILLIONS
-
Total Number of Accounts270ACCOUNTS
-
Average Account Value$1,109,190
- A percentage of assets under your management
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, CT, DC, DE, FL, GA, IL, KY, MA, MD, ME, MI, MN, MT, NC, NH, NJ, NM, NY, OH, OR, PA, RI, TN, TX, VA, VT, WA, WI
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