Robert Spivey, financial advisor Palos Verdes Estates CA
66 score

Robert Spivey

CRD Number: 1414023
Current Firm: Integrated Advisors Network LLC

Robert Spivey (CRD# 1414023) is an Investment Advisor Representative working at Integrated Advisors Network LLC in Palos Verdes Estates, CA and has over 32 years of experience in the finance industry.

Similar Advisors
Jeffrey Tilson, financial advisor Palos Verdes Estates CA
Jeffrey S. Tilson
CRD# 4504995
Jst Investment Consulting
Score
105
Similar Advisors
Leighann Miko, financial advisor Palos Verdes Estates CA
Leighann Miko
CRD# 6093393
Equalis Financial
Score
106
Similar Advisors
David Fried, financial advisor Palos Verdes Estates CA
David R. Fried
CRD# 2753945
Fried Asset Management, Inc.
Score
104
Professional Designations
Company Name Location Dates Years
Integrated Advisors Network, LLC Palos Verdes Estates, CA Feb 2017 - Current 1
Wealth Strategies For Life, LLC Raleigh, NC Jul 2015 - Current 2
Financial Directions Of The Southeast Inc. Raleigh, NC Jan 1987 - Current 31
First Allied Advisory Services, Inc. Chesterfield, MO May 2012 - Feb 2017 4
First Allied Securities, Inc. San Diego, CA Dec 2008 - Feb 2017 8
Financial Directions Group Cary, NC Apr 1998 - Nov 2015 17
Intersecurities, Inc. Raleigh, NC Jul 1996 - Dec 2008 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
S65 NASAA Investment Advisors Law Examination Jul 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Robert F. Spivey
Phone Number: 855-729-4222
Registered State(s):
  • CA
  • SC
  • NC
By the Numbers
  • Total Assets Under Management
    569
    MILLIONS
  • Total Number of Accounts
    3,109
    ACCOUNTS
  • Average Account Value
    $182,936
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, DE, FL, KS, MA, MD, ME, MO, NC, NM, OK, OR, PA, SC, TX, VA, WA

Ready to hire a financial advisor? Get competitive proposals from Robert Spivey and other advisors.
BADGES
66

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.