Robert ThorndikeCRD Number: 1284070
Current Firm: Prospera Financial Services, Inc.
Robert Thorndike (CRD# 1284070) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Norfolk, VA and has over 33 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Lincoln Financial Advisors Corporation
Virginia Capital Management Group Inc.
|Prospera Financial Services,inc.||Dallas, TX||May 2010 - Current||7|
|Micg Investment Management||Newport News, VA||Apr 2009 - May 2010||1|
|Davenport & Company LLC||Norfolk, VA||Sep 1998 - Apr 2009||10|
|#ia Davenport & Company LLC||Norfolk, VA||Sep 1998 - Apr 2009||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1984|
|S65||NASAA Investment Advisors Law Examination||Apr 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management1,666MILLIONS
Total Number of Accounts6,698ACCOUNTS
Average Account Value$248,794
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY